Peker Lev's Form 4 filing
CarLotz, Inc. (LOTZ) · filed Aug 26, 2022
- Accession no.
- 0001104659-22-095277
- Filed
- Aug 26, 2022, 8:09 PM ET
- Trade date
- Aug 24, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $325.8. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peker LevCIK 0001761840 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2022 | Class A Common Stock | MOption exerciseAcquired | +43,729 | $0.00F1 | $0 | 247,173 | Direct | |
| Aug 24, 2022 | Class A Common Stock | SSaleDisposed | −724 | $0.45 | −$325.8 | 246,449 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2022 | Class A Common Stock | MOption exerciseDisposed | −43,729 | $0.00 | $0 | 2,487,313 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares of Class A common stock reflect the settlement of restricted stock units of the Issuer on August 24, 2022. Each restricted stock unit is convertible into a share of Class A common stock on a 1-for-1 basis.
Referenced by the price of 1 transaction in Table I.