Gates William H III's Form 4 filing
Ecolab Inc. (ECL) · filed Aug 23, 2022
- Accession no.
- 0001104659-22-093753
- Filed
- Aug 23, 2022, 5:19 PM ET
- Trade date
- Aug 19-22, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market purchases total $10.1M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +17,292 | $171.56F1 | +$2,966,574.02 | 31,144,179 | Indirect | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +12,929 | $172.54F2 | +$2,230,829.13 | 31,157,108 | Indirect | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +6,934 | $173.59F3 | +$1,203,694.56 | 31,164,042 | Indirect | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +100 | $174.22F4 | +$17,421.5 | 31,164,142 | Indirect | |
| Aug 22, 2022 | Common Stock | PPurchaseAcquired | +12,394 | $169.35F5 | +$2,098,930.1 | 31,176,536 | Indirect | |
| Aug 22, 2022 | Common Stock | PPurchaseAcquired | +8,934 | $170.36F6 | +$1,522,035.55 | 31,185,470 | Indirect | |
| Aug 22, 2022 | Common Stock | PPurchaseAcquired | +84 | $170.90F7 | +$14,355.96 | 31,185,554 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $171.0700 to $172.0600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $172.0800 to $173.0600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $173.0900 to $174.0200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $174.1800 to $174.2500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $168.8300 to $169.8200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $169.8300 to $170.8200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $170.8800 to $170.9400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.