Gates William H III's Form 4 filing
Ecolab Inc. (ECL) · filed Aug 17, 2022
- Accession no.
- 0001104659-22-092195
- Filed
- Aug 17, 2022, 4:16 PM ET
- Trade date
- Aug 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $25.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | PPurchaseAcquired | +382 | $174.02F1 | +$66,475.53 | 30,871,065 | Indirect | |
| Aug 15, 2022 | Common Stock | PPurchaseAcquired | +8,483 | $175.29F2 | +$1,486,956.23 | 30,879,548 | Indirect | |
| Aug 15, 2022 | Common Stock | PPurchaseAcquired | +57,849 | $176.32F3 | +$10,200,219.14 | 30,937,397 | Indirect | |
| Aug 15, 2022 | Common Stock | PPurchaseAcquired | +238 | $176.78F4 | +$42,073.83 | 30,937,635 | Indirect | |
| Aug 16, 2022 | Common Stock | PPurchaseAcquired | +62,520 | $176.93F5 | +$11,061,644.84 | 31,000,155 | Indirect | |
| Aug 16, 2022 | Common Stock | PPurchaseAcquired | +14,407 | $177.55F6 | +$2,557,916.75 | 31,014,562 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $173.7700 to $174.4500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $174.7900 to $175.7600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $175.7700 to $176.7500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $176.7700 to $176.8300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $176.3500 to $177.3400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $177.3500 to $178.0700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.