Gates William H III's Form 4 filing
Ecolab Inc. (ECL) · filed Aug 15, 2022
- Accession no.
- 0001104659-22-091271
- Filed
- Aug 15, 2022, 4:46 PM ET
- Trade date
- Aug 11-12, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $31.8M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | PPurchaseAcquired | +129,020 | $171.37F1 | +$22,109,886.46 | 30,814,574 | Indirect | |
| Aug 11, 2022 | Common Stock | PPurchaseAcquired | +20,170 | $172.09F2 | +$3,471,117.83 | 30,834,744 | Indirect | |
| Aug 12, 2022 | Common Stock | PPurchaseAcquired | +11,704 | $172.44F3 | +$2,018,197.97 | 30,846,448 | Indirect | |
| Aug 12, 2022 | Common Stock | PPurchaseAcquired | +17,905 | $173.36F4 | +$3,104,010.8 | 30,864,353 | Indirect | |
| Aug 12, 2022 | Common Stock | PPurchaseAcquired | +6,330 | $174.07F5 | +$1,101,845.38 | 30,870,683 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $170.8500 to $171.8400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $171.8500 to $172.7700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $171.8900 to $172.8800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $172.8900 to $173.8800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $173.8900 to $174.2500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.