Anholt Investments Ltd.'s Form 4 filing
Compass Diversified Holdings (CODI) · filed Aug 9, 2022
- Accession no.
- 0001104659-22-088041
- Filed
- Aug 9, 2022, 5:24 PM ET
- Trade date
- Aug 5-9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $4.72M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anholt Investments Ltd.CIK 0001334202 | 10% Owner |
| Navco Management, Ltd.CIK 0001362549 | 10% Owner |
| CGI Diversified Holdings, LPCIK 0001362550 | 10% Owner |
| Path Spirit LTDCIK 0001431113 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2022 | Common | SSaleDisposed | −10,649 | $24.01 | −$255,683.55 | 8,274,170 | Indirect | |
| Aug 8, 2022 | Common | SSaleDisposed | −93,306 | $23.62 | −$2,203,887.72 | 8,180,864 | Indirect | |
| Aug 9, 2022 | Common | SSaleDisposed | −96,045 | $23.57 | −$2,263,675 | 8,084,819 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit 99.1 - Joint Filer Information Exhibit 99.2 - Supplemental Joint Filer Information