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Kolluri Krishna Kittu's Form 4 filing

Heliogen, Inc. (HLGN) · filed Jul 25, 2022

Accession no.
0001104659-22-082472
Filed
Jul 25, 2022, 5:14 PM ET
Trade date
Jul 21, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $25.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kolluri Krishna KittuCIK 000127052110% Owner
NeoTribe Partners I, LLCCIK 000169692510% Owner
NeoTribe Ventures I, L.P.CIK 000169692610% Owner
NeoTribe Associates I, L.P.CIK 000169692710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 21, 2022Common StockSSaleDisposed−12,267$2.03F1−$24,894.6522,340,358Indirect
Jul 21, 2022Common StockSSaleDisposed−493$2.03F1−$1,000.49900,208Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.09. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)