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Seides Theodore D.'s Form 4/A amendment

Amended

BBR ALO Fund, LLC · filed Jul 22, 2022

Accession no.
0001104659-22-082116
Filed
Jul 22, 2022
Trade date
Jun 30, 2022
Filing delay
22 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Jul 6, 2022

This filing lists 1 non-derivative transaction. Open-market sales total $29.1K. It was filed 22 days after the trade.

This amendment replaces 0001104659-22-077574 (filed Jul 6, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Seides Theodore D.CIK 0001810700Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 30, 2022Shares of Limited Liability Company InterestsSSaleDisposed−2,742.91$10.61F2−$29,102.280Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Mr. Seides ceased to be a member of the Fund's Board of Directors on June 16, 2022. Mr. Seides purchased 329.389 shares on January 3, 2022 at a price per share of $15.1796. He did not realize a profit in connection with that purchase and the disposition effected June 30, 2022.

F2

The amount disclosed in the original Form 4 for this investment was based on the Fund's estimated net asset value ("NAV") as of June 30, 2022. Due to the timing of the calculation of the Fund's NAV, the final price per share could not be determined at the time of the original filing. This amendment discloses the final price per share following the definitive calculation of the Fund's NAV per share as of June 30, 2022.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)