Roberts M Scot's Form 4 filing
Altimmune, Inc. (ALT) · filed Jul 5, 2022
- Accession no.
- 0001104659-22-077433
- Filed
- Jul 5, 2022
- Trade date
- Jul 1-5, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $446.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts M ScotCIK 0001705905 | Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2022 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +4,019 | $2.60 | +$10,449.4 | 21,719 | Direct | |
| Jul 1, 2022 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +22,963 | $2.95 | +$67,740.85 | 44,682 | Direct | |
| Jul 1, 2022 | Common Stock, par value $0.0001 | SSaleDisposed | −26,982 | $12.00 | −$323,784 | 17,700 | Direct | |
| Jul 5, 2022 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +787 | $2.95 | +$2,321.65 | 18,487 | Direct | |
| Jul 5, 2022 | Common Stock, par value $0.0001 | SSaleDisposed | −10,182 | $12.00 | −$122,184 | 8,305 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2022 | Common Stock, par value $0.0001 | MOption exerciseDisposed | −4,019 | $0.00 | $0 | 8,750 | Direct | |
| Jul 1, 2022 | Common Stock, par value $0.0001 | MOption exerciseDisposed | −22,963 | $0.00 | $0 | 15,037 | Direct | |
| Jul 5, 2022 | Common Stock, par value $0.0001 | MOption exerciseDisposed | −787 | $0.00 | $0 | 14,250 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.