Ladd Robert T.'s Form 4 filing
Stellus Capital Investment Corp (SCM) · filed Jun 21, 2022
- Accession no.
- 0001104659-22-073166
- Filed
- Jun 21, 2022
- Trade date
- Jun 16, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market purchases total $68.7K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ladd Robert T.CIK 0001561515 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $11.48 | +$11,480 | 632,592.09 | Direct | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $11.52 | +$11,520 | 631,592.09 | Direct | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $11.49 | +$11,490 | 630,592.09 | Direct | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $11.40 | +$11,400 | 629,592.09 | Direct | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $11.48 | +$11,480 | 628,592.09 | Direct | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $11.30 | +$11,300 | 627,592.09 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.