ASOF Investment Management LLC's Form 4 filing
Global Business Travel Group, Inc.GBTG · filed Jun 8, 2022
- Accession no.
- 0001104659-22-069429
- Filed
- Jun 8, 2022, 8:24 PM ET
- Trade date
- May 31-Jun 6, 2022
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $3.63M. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ASOF Investment Management LLCCIK 0001793548 | 10% Owner |
| ASOF Holdings I, L.P.CIK 0001793549 | 10% Owner |
| ASOF II Holdings I, L.P.CIK 0001933113 | 10% Owner |
| ASOF II A (DE) Holdings I, L.P.CIK 0001933136 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Class A Common Stock | PPurchaseAcquired | +150,000 | $8.47 | +$1,270,740 | 8,400,000 | Indirect | Duplicate filing |
| Jun 1, 2022 | Class A Common Stock | PPurchaseAcquired | +123,278 | $8.56 | +$1,054,889.85 | 8,523,278 | Indirect | Duplicate filing |
| Jun 2, 2022 | Class A Common Stock | PPurchaseAcquired | +20,022 | $8.74 | +$175,018.31 | 8,543,300 | Indirect | Duplicate filing |
| Jun 3, 2022 | Class A Common Stock | PPurchaseAcquired | +56,700 | $8.61 | +$488,413.8 | 8,600,000 | Indirect | Duplicate filing |
| Jun 6, 2022 | Class A Common Stock | PPurchaseAcquired | +75,568 | $8.47 | +$639,804.03 | 8,675,568 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Due to the limitations of the electronic filing system, Ares Management LLC, Ares Management Holdings L.P., Ares Holdco LLC, Ares Management Corporation, Ares Voting LLC, Ares Management GP LLC and Ares Partners Holdco LLC are filing a separate Form 4.