Winand Relland's Form 4 filing
Innovative Solutions & Support Inc (IA) · filed Jun 2, 2022
- Accession no.
- 0001104659-22-067751
- Filed
- Jun 2, 2022
- Trade date
- May 31-Jun 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $21.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Winand RellandCIK 0001430177 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | MOption exerciseAcquired | +600 | $7.10 | +$4,260 | 600 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −600 | $9.10 | −$5,460 | 0 | Direct | |
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +1,816 | $7.10 | +$12,893.6 | 1,816 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −1,816 | $8.86 | −$16,089.76 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 99,400 | Direct | |
| Jun 1, 2022 | Common Stock | MOption exerciseDisposed | −99,400 | $0.00 | $0 | 97,584 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.