Miller Boise April's Form 4 filing
Eaton Corp plc (ETN) · filed May 31, 2022
- Accession no.
- 0001104659-22-066437
- Filed
- May 31, 2022
- Trade date
- May 27, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.70M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miller Boise AprilCIK 0001680881 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Ordinary Shares | MOption exerciseAcquired | +2,036 | $98.21 | +$199,955.56 | 11,435 | Direct | |
| May 27, 2022 | Ordinary Shares | MOption exerciseAcquired | +8,953 | $98.21 | +$879,274.13 | 20,388 | Direct | |
| May 27, 2022 | Ordinary Shares | SSaleDisposed | −8,953 | $138.68 | −$1,241,602.04 | 11,435 | Direct | |
| May 27, 2022 | Ordinary Shares | MOption exerciseAcquired | +3,330 | $130.86 | +$435,763.8 | 14,765 | Direct | |
| May 27, 2022 | Ordinary Shares | SSaleDisposed | −3,330 | $138.59F2 | −$461,504.7 | 11,435 | Direct | |
| May 27, 2022 | Ordinary Shares | MOption exerciseAcquired | +465 | $130.86 | +$60,849.9 | 11,900 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Ordinary Shares | MOption exerciseDisposed | −2,036 | $0.00 | $0 | 14,614 | Direct | |
| May 27, 2022 | Ordinary Shares | MOption exerciseDisposed | −8,953 | $0.00 | $0 | 5,661 | Direct | |
| May 27, 2022 | Ordinary Shares | MOption exerciseDisposed | −3,330 | $0.00 | $0 | 8,170 | Direct | |
| May 27, 2022 | Ordinary Shares | MOption exerciseDisposed | −465 | $0.00 | $0 | 7,705 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $138.58 - $138.595. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President, Chief Legal Officer and Secretary of Eaton Corporation, a subsidiary of the Issuer.