Weinstein Adam's Form 4 filing
New Mountain Finance Corp (NMFC) · filed May 23, 2022
- Accession no.
- 0001104659-22-063707
- Filed
- May 23, 2022
- Trade date
- May 20, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $312.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weinstein AdamCIK 0001515170 | Director, Officer (EVP, CAO and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2022 | Common Stock | PPurchaseAcquired | +100 | $12.49 | +$1,249 | 341,498.38 | Direct | |
| May 20, 2022 | Common Stock | PPurchaseAcquired | +1,700 | $12.50 | +$21,250 | 343,198.38 | Direct | |
| May 20, 2022 | Common Stock | PPurchaseAcquired | +23,200 | $12.50 | +$290,000 | 366,398.38 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.