Klinsky Steven B's Form 4 filing
New Mountain Finance Corp (NMFC) · filed May 19, 2022
- Accession no.
- 0001104659-22-062894
- Filed
- May 19, 2022
- Trade date
- May 17-18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $1.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klinsky Steven BCIK 0001018327 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2022 | Common Stock | PPurchaseAcquired | +27,604 | $13.02 | +$359,404.08 | 7,208,801 | Direct | |
| May 17, 2022 | Common Stock | PPurchaseAcquired | +27,605 | $13.02 | +$359,417.1 | 489,368 | Indirect | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +19,726 | $12.88 | +$254,070.88 | 7,228,527 | Direct | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +19,725 | $12.88 | +$254,058 | 509,093 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.