Ladd Robert T.'s Form 4 filing
Stellus Capital Investment Corp (SCM) · filed May 18, 2022
- Accession no.
- 0001104659-22-062499
- Filed
- May 18, 2022
- Trade date
- May 16-18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 0 derivative transactions. Open-market purchases total $126.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ladd Robert T.CIK 0001561515 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $12.82 | +$12,820 | 617,746.54 | Direct | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $12.85 | +$12,850 | 618,746.54 | Direct | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $12.87 | +$12,870 | 619,746.54 | Direct | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +3,834 | $13.00 | +$49,842 | 623,580.54 | Direct | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +582 | $12.69 | +$7,385.58 | 624,162.54 | Direct | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +388 | $12.69 | +$4,923.72 | 624,550.54 | Direct | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +30 | $12.70 | +$381 | 624,580.54 | Direct | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $12.68 | +$12,680 | 625,580.54 | Direct | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $12.66 | +$12,660 | 626,580.54 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.