Athene Annuity & Life Assurance Co's Form 4 filing
Carlyle Tactical Private Credit Fund · filed May 13, 2022
- Accession no.
- 0001104659-22-060317
- Filed
- May 13, 2022, 4:05 PM ET
- Trade date
- May 11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $23.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Athene Annuity & Life Assurance CoCIK 0000059252 | 10% Owner |
| Athene Annuity & Life CoCIK 0000837332 | 10% Owner |
| Apollo Management Holdings GP, LLCCIK 0001449433 | 10% Owner |
| Apollo Management Holdings, L.P.CIK 0001449434 | 10% Owner |
| Apollo Capital Management GP, LLCCIK 0001456419 | 10% Owner |
| Apollo Capital Management, L.P.CIK 0001456421 | 10% Owner |
| Apollo Insurance Solutions Group LPCIK 0001505002 | 10% Owner |
| Apollo Life Asset GP, LLCCIK 0001829856 | 10% Owner |
| Apollo Life Asset L.P.CIK 0001829857 | 10% Owner |
| AISG GP Ltd.CIK 0001829976 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Series A Mandatory Redeemable Preferred Shares | PPurchaseAcquired | +680,000 | $25.00 | +$17,000,000 | 960,000 | Indirect | |
| May 11, 2022 | Series B Mandatory Redeemable Preferred Shares | PPurchaseAcquired | +240,000 | $25.00 | +$6,000,000 | 320,000 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.