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Dexxon Holdings Ltd.'s Form 4 filing

Roivant Sciences Ltd.ROIV · filed Apr 26, 2022

Accession no.
0001104659-22-049930
Filed
Apr 26, 2022, 6:48 AM ET
Trade date
Apr 22-25, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $155.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dexxon Holdings Ltd.CIK 000163668410% Owner
Oren DanCIK 000163670110% Owner
Dexcel Pharma Technologies Ltd.CIK 000172000710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 22, 2022Common SharesPPurchaseAcquired+31,685$3.83F2,F4+$121,318.798,840,843Direct
Apr 25, 2022Common SharesPPurchaseAcquired+8,600$3.91F3,F4+$33,635.4698,849,443Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is the weighted average price. The common shares were purchased in multiple transactions at prices ranging from $3.685 to $3.88.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is the weighted average price. The common shares were purchased in multiple transactions at prices ranging from $3.825 to $3.99.

Referenced by the price of 1 transaction in Table I.

F4

The Reporting Persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)