Ares Management Corp's Form 4 filing
Ares Private Markets Fund · filed Apr 5, 2022
- Accession no.
- 0001104659-22-042946
- Filed
- Apr 5, 2022, 9:12 PM ET
- Trade date
- Apr 1, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $75.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ares Management CorpCIK 0001176948 | 10% Owner, Other: Investment Advisor |
| Ares Holdings L.P.CIK 0001490706 | 10% Owner, Other: Investment Advisor |
| Ares Investments Holdings LLCCIK 0001525554 | 10% Owner, Other: Investment Advisor |
| Ares Capital Management II LLCCIK 0001525559 | 10% Owner, Other: Investment Advisor |
| Ares Partners Holdco LLCCIK 0001620263 | 10% Owner, Other: Investment Advisor |
| Ares Management GP LLCCIK 0001620264 | 10% Owner, Other: Investment Advisor |
| Ares Holdco LLCCIK 0001669983 | 10% Owner, Other: Investment Advisor |
| Ares Voting LLCCIK 0001761656 | 10% Owner, Other: Investment Advisor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Class I Shares | PPurchaseAcquired | +3,000,000 | $25.00 | +$75,000,000 | 3,004,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.