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Chaya Eri's Form 4 filing

RH (RH) · filed Apr 5, 2022

Accession no.
0001104659-22-042543
Filed
Apr 5, 2022
Trade date
Mar 31, 2021
Filing delay
370 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.60M. It was filed 370 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chaya EriCIK 0001560810Director, Officer (SEE REMARKS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 31, 2021Common StockMOption exerciseAcquired+17,150$29.00+$497,35090,793Direct
Mar 31, 2021Common StockSSaleDisposed−900$324.04F1,F7−$291,63689,893Direct
Mar 31, 2021Common StockSSaleDisposed−2,243$325.27F2,F7−$729,580.6187,650Direct
Mar 31, 2021Common StockSSaleDisposed−8,336$326.18F3,F7−$2,719,036.4879,314Direct
Mar 31, 2021Common StockSSaleDisposed−4,933$326.93F4,F7−$1,612,745.6974,381Direct
Mar 31, 2021Common StockSSaleDisposed−238$327.91F5,F7−$78,042.5874,143Direct
Mar 31, 2021Common StockSSaleDisposed−500$328.98F6,F7−$164,49073,643Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 31, 2021Common StockMOption exerciseDisposed−17,150$0.00$051,450Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades ranging from $323.63 to $324.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades ranging from $324.69 to $325.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades ranging from $325.69 to $326.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades ranging from $326.7 to $327.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades ranging from $327.8 to $328.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades ranging from $328.87 to $329.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F7

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Referenced by the price of 6 transactions in Table I.

Remarks

President, Chief Creative and Merchandising Officer and Director

Read the full filing on SEC EDGAR (opens in a new tab)