Preston Jack M's Form 4 filing
RH (RH) · filed Apr 5, 2022
- Accession no.
- 0001104659-22-042538
- Filed
- Apr 5, 2022
- Trade date
- Mar 31, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.39M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Preston Jack MCIK 0001770428 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $25.39 | +$76,170 | 14,401 | Direct | |
| Mar 31, 2022 | Common Stock | MOption exerciseAcquired | +20,000 | $44.52 | +$890,400 | 34,401 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −1,626 | $324.12F1,F7 | −$527,019.12 | 32,775 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −2,990 | $325.24F2,F7 | −$972,467.6 | 29,785 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −13,159 | $326.14F3,F7 | −$4,291,676.26 | 16,626 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −9,314 | $326.86F4,F7 | −$3,044,374.04 | 7,312 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −590 | $327.79F5,F7 | −$193,396.1 | 6,722 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −1,100 | $329.02F6,F7 | −$361,922 | 5,622 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 0 | Direct | |
| Mar 31, 2022 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $323.61 to $324.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades ranging from $324.61 to $325.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $325.61 to $326.6. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $326.61 to $327.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $327.68 to $328.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $328.81 to $329.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F7
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Referenced by the price of 6 transactions in Table I.