Heyvaert Paul Luc Robert's Form 4 filing
Forge Global Holdings, Inc. (FRGE) · filed Mar 23, 2022
- Accession no.
- 0001104659-22-037160
- Filed
- Mar 23, 2022, 7:18 PM ET
- Trade date
- Mar 21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyvaert Paul Luc RobertCIK 0001632247 | 10% Owner, Other: Former Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2022 | Common Stock | MOption exerciseAcquired | +10,230,000 | – | – | 10,230,000 | Indirect | Duplicate filing |
| Mar 21, 2022 | Common Stock | PPurchaseAcquired | +14,000,000 | – | – | 24,230,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2022 | Class B Ordinary Shares | MOption exerciseDisposed | −10,230,000 | – | – | 0 | Indirect | Duplicate filing |
| Mar 21, 2022 | Common Stock | PPurchaseAcquired | +4,666,664 | – | – | 12,053,331 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.