Blake James W.'s Form 4 filing
HarborOne Bancorp, Inc. (HONE) · filed Mar 21, 2022
- Accession no.
- 0001104659-22-036141
- Filed
- Mar 21, 2022
- Trade date
- Mar 18, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $719.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blake James W.CIK 0001675260 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2022 | Common Stock | MOption exerciseAcquired | +16,438 | $9.79 | +$160,928.02 | 305,278 | Direct | |
| Mar 18, 2022 | Common Stock | MOption exerciseAcquired | +33,562 | $8.98 | +$301,386.76 | 338,840 | Direct | |
| Mar 18, 2022 | Common Stock | SSaleDisposed | −50,000 | $14.39F2 | −$719,500 | 288,840 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2022 | Common Stock | MOption exerciseDisposed | −16,438 | $0.00 | $0 | 0 | Direct | |
| Mar 18, 2022 | Common Stock | MOption exerciseDisposed | −33,562 | $0.00 | $0 | 339,442 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.205 to 14.82, inclusive.
Referenced by the price of 1 transaction in Table I.