Blumenthal Neil Harris's Form 4 filing
Warby Parker Inc. (WRBY) · filed Mar 14, 2022
- Accession no.
- 0001104659-22-033451
- Filed
- Mar 14, 2022
- Trade date
- Mar 10, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 5 derivative transactions. Open-market sales total $134.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blumenthal Neil HarrisCIK 0001883345 | Director, Officer (Co-Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Class A Common Stock | CConversionAcquired | +5,393 | $0.00 | $0 | 5,499 | Direct | |
| Mar 10, 2022 | Class A Common Stock | SSaleDisposed | −5,393 | $25.00 | −$134,825 | 106 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Class B Common Stock | MOption exerciseDisposed | −3,608 | $0.00 | $0 | 13,228 | Direct | |
| Mar 10, 2022 | Class B Common Stock | MOption exerciseDisposed | −4,544 | $0.00 | $0 | 34,987 | Direct | |
| Mar 10, 2022 | Class B Common Stock | MOption exerciseDisposed | −4,331 | $0.00 | $0 | 50,392 | Direct | |
| Mar 10, 2022 | Class A Common Stock | MOption exerciseAcquired | +12,483 | $0.00 | $0 | 3,188,596 | Direct | |
| Mar 10, 2022 | Class A Common Stock | CConversionDisposed | −5,393 | $0.00 | $0 | 3,183,203 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.