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Spreng R David's Form 4 filing

Runway Growth Finance Corp. (RWAY) · filed Mar 14, 2022

Accession no.
0001104659-22-033233
Filed
Mar 14, 2022
Trade date
Mar 10-11, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $370.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Spreng R DavidCIK 0001038255Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 11, 2022Common Stock, par value $0.01 per sharePPurchaseAcquired+25,000$12.35+$308,75044,017.49Direct
Mar 10, 2022Common Stock, par value $0.01 per sharePPurchaseAcquired+5,000$12.35F1+$61,75019,017.49Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is rounded to the nearest hundredth.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)