Skip to main content

Lucresca SE's Form 4 filing

Krispy Kreme, Inc. (DNUT) · filed Feb 17, 2022

Accession no.
0001104659-22-024811
Filed
Feb 17, 2022, 6:00 PM ET
Trade date
Feb 15, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lucresca SECIK 000139421210% Owner
Agnaten SECIK 000157904410% Owner
JAB Holdings B.V.CIK 000157913410% Owner
JAB Holding Co s.a r.l.CIK 000162142810% Owner
Joh. A. Benckiser s.a.r.l.CIK 000174686710% Owner
JAB Investments S.a r.l.CIK 000174703610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 15, 2022Common StockPPurchaseAcquired+6,500,000$16.19F3+$105,239,5506,500,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in Column 8 reflects the reference price of the Subject Shares upon the establishment of the Long Swap position.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)