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Juvenescence Ltd's Form 4 filing

Serina Therapeutics, Inc. (SER) · filed Feb 14, 2022

Accession no.
0001104659-22-022985
Filed
Feb 14, 2022
Trade date
Feb 3, 2022
Filing delay
11 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 derivative transaction. It was filed 11 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Juvenescence LtdCIK 000172430710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 3, 2022Common StockPPurchaseAcquired+308,565$0.00$0308,565Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)