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Valerian Daniel A's Form 4 filing

CarLotz, Inc. (LOTZ) · filed Feb 2, 2022

Accession no.
0001104659-22-010955
Filed
Feb 2, 2022
Trade date
Jan 31-Feb 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.67K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Valerian Daniel ACIK 0001842006Officer (Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 31, 2022Class A Common StockMOption exerciseAcquired+7,710$0.00$07,710Direct
Feb 1, 2022Class A Common StockSSaleDisposed−2,269$2.06−$4,674.145,441Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 31, 2022Class A Common StockMOption exerciseDisposed−7,710$0.00$023,127Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)