Ares Management LLC's Form 4 filing
California Resources Corp (CRC) · filed Jan 20, 2022
- Accession no.
- 0001104659-22-005916
- Filed
- Jan 20, 2022, 4:01 PM ET
- Trade date
- Jan 18-19, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $7.74M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ares Management LLCCIK 0001259313 | 10% Owner |
| AF V Energy IV AIV 1A, L.P.CIK 0001831167 | 10% Owner |
| AF V Energy IV AIV 1B, L.P.CIK 0001831195 | 10% Owner |
| AF V Energy IV AIV 2, L.P.CIK 0001831196 | 10% Owner |
| Aeof Ecr Aiv A-B, L.P.CIK 0001831200 | 10% Owner |
| Aeof Ecr Aiv C, L.P.CIK 0001831202 | 10% Owner |
| AF Energy Feeder, L.P.CIK 0001831203 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock, par value $0.01 | SSaleDisposed | −100,000 | $43.73 | −$4,372,780 | 9,516,968 | Indirect | |
| Jan 19, 2022 | Common Stock, par value $0.01 | SSaleDisposed | −78,000 | $43.18 | −$3,368,242.8 | 9,438,968 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.