Doll Dixon R Jr.'s Form 4 filing
GPGI, Inc. (GPGI) · filed Jan 7, 2022
- Accession no.
- 0001104659-22-002296
- Filed
- Jan 7, 2022
- Trade date
- Dec 27, 2021-Jan 5, 2022
- Filing delay
- 11 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $30.1K. It was filed 11 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doll Dixon R Jr.CIK 0001587473 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Class A Common Stock | MOption exerciseAcquired | +5,789,000 | $0.00 | $0 | 5,789,000 | Indirect | Duplicate filing |
| Jan 5, 2022 | Class A Common Stock | PPurchaseAcquired | +1,300 | $7.52 | +$9,776 | 1,300 | Indirect | |
| Jan 5, 2022 | Class A Common Stock | PPurchaseAcquired | +1,350 | $7.54 | +$10,179 | 1,350 | Indirect | |
| Jan 5, 2022 | Class A Common Stock | PPurchaseAcquired | +1,330 | $7.64 | +$10,161.2 | 1,330 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Class A Common Stock | MOption exerciseDisposed | −5,789,000 | –F1 | – | 0 | Indirect | Duplicate filing |
| Dec 27, 2021 | Class A Common Stock | AGrant or awardAcquired | +10,837,400 | –F5 | – | 10,837,400 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock.
Referenced by the price of 1 transaction in Table II.
- F5
Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter.
Referenced by the price of 1 transaction in Table II.