Mudrick Jason's Form 4 filing
Hycroft Mining Holding Corp (HYMC) · filed Jan 4, 2022
- Accession no.
- 0001104659-22-001040
- Filed
- Jan 4, 2022, 6:03 PM ET
- Trade date
- Dec 30, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market sales total $21.3K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mudrick JasonCIK 0001367262 | 10% Owner |
| Mudrick Capital Management, L.P.CIK 0001655183 | 10% Owner |
| Mudrick Distressed Senior Secured Fund Global, L.P.CIK 0001723936 | 10% Owner |
| Mudrick Capital Management LLCCIK 0001730922 | 10% Owner |
| Mudrick Senior Secured Fund GP, LLCCIK 0001813662 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2021 | Class A Common Stock | SSaleDisposed | −34,410 | $0.62F3 | −$21,334.2 | 24,394,846 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2021 | Class A Common Stock | SSaleDisposed | −14,722 | $0.05F6 | −$736.1 | 10,086,307 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price represents the weighted average price of the shares sold. The shares were sold within a range of $0.62 to $0.66, inclusive. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
The price represents the weighted average price of the warrants sold. The warrants were sold within a range of $0.05 to $0.06, inclusive. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of warrants sold at each separate price within the range.
Referenced by the price of 1 transaction in Table II.
Remarks
Exhibit 99.1 (Joint Filer Information) incorporated herein by reference.