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Mo Michael's Form 4 filing

KULR Technology Group, Inc. (KULR) · filed Dec 30, 2021

Accession no.
0001104659-21-154832
Filed
Dec 30, 2021
Trade date
Dec 28-30, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $1.69M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mo MichaelCIK 0001680640Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 28, 2021Common StockSSaleDisposed−202,500$2.99F1−$605,47521,032,425Direct
Dec 29, 2021Common StockSSaleDisposed−221,386$2.83F2−$626,522.3820,811,039Direct
Dec 30, 2021Common StockSSaleDisposed−159,500$2.89F3−$460,95520,651,539Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average sales price for the shares, which range from $2.92 to $3.07 per share. Upon request by the Commission, the Issuer or the Reporting Person shall provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Represents the weighted average sales price for the shares, which range from $2.77 to $2.96 per share. Upon request by the Commission, the Issuer or the Reporting Person shall provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sales price for the shares, which range from $2.82 to $2.94 per share. Upon request by the Commission, the Issuer or the Reporting Person shall provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)