Sblendorio Glenn's Form 4 filing
IVERIC bio, Inc. (ISEE) · filed Dec 27, 2021
- Accession no.
- 0001104659-21-153685
- Filed
- Dec 27, 2021
- Trade date
- Dec 22-27, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $979.9K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sblendorio GlennCIK 0001277478 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +22,163 | $1.45 | +$32,136.35 | 361,296 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −22,163 | $16.50F2 | −$365,689.5 | 339,133 | Direct | |
| Dec 23, 2021 | Common Stock | MOption exerciseAcquired | +22,608 | $1.45 | +$32,781.6 | 361,741 | Direct | |
| Dec 23, 2021 | Common Stock | MOption exerciseAcquired | +8,476 | $2.94 | +$24,919.44 | 370,217 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −31,084 | $16.96F3 | −$527,184.64 | 339,133 | Direct | |
| Dec 23, 2021 | Common Stock | GGiftDisposed | −20,000 | $0.00 | $0 | 319,133 | Direct | |
| Dec 23, 2021 | Common Stock | GGiftDisposed | −20,000 | $0.00 | $0 | 299,133 | Direct | |
| Dec 23, 2021 | Common Stock | GGiftDisposed | −20,000 | $0.00 | $0 | 279,133 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +5,229 | $1.45 | +$7,582.05 | 284,362 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −5,229 | $16.64F6 | −$87,010.56 | 279,133 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −22,163 | $0.00 | $0 | 161,337 | Direct | |
| Dec 23, 2021 | Common Stock | MOption exerciseDisposed | −22,608 | $0.00 | $0 | 138,729 | Direct | |
| Dec 23, 2021 | Common Stock | MOption exerciseDisposed | −8,476 | $0.00 | $0 | 391,524 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseDisposed | −5,229 | $0.00 | $0 | 133,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions effected at prices ranging from $16.50 to $16.60 per share on December 22, 2021. The Reporting Person undertakes to provide upon request by the staff of the Securities Exchange Commission, the Registrant or a security holder of the Registrant, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions effected at prices ranging from $16.50 to $17.09 per share on December 23, 2021. The Reporting Person undertakes to provide upon request by the staff of the Securities Exchange Commission, the Registrant or a security holder of the Registrant, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions effected at prices ranging from $16.50 to $16.85 per share on December 27, 2021. The Reporting Person undertakes to provide upon request by the staff of the Securities Exchange Commission, the Registrant or a security holder of the Registrant, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.