Oliva George's Form 4/A amendment
AmendedDatavault AI Inc. (DVLT) · filed Dec 23, 2021
- Accession no.
- 0001104659-21-153275
- Filed
- Dec 23, 2021
- Trade date
- Nov 29, 2021
- Filing delay
- 24 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 29, 2021
This filing lists 3 non-derivative transactions. Open-market purchases total $36.0K. It was filed 24 days after the trade.
This amendment replaces 0001104659-21-144534 (filed Nov 29, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oliva GeorgeCIK 0001788460 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $1.80 | +$18,000 | 102,582 | Direct | |
| Nov 29, 2021 | Common Stock | PPurchaseAcquired | +9,600 | $1.80 | +$17,280 | 112,182 | Direct | |
| Nov 29, 2021 | Common Stock | PPurchaseAcquired | +400 | $1.79 | +$716 | 112,582 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to correct an inadvertent typographical error regarding the transaction code in the original Form 4. The Form 4 was intended to report a private purchase of the issuer's shares of common stock, par value $0.0001 per share (the "Common Stock") using the transaction code "P." The original form incorrectly indicated a transaction code of "S."
- F2
Represents shares of Common Stock purchased by the reporting person.
- F3
This amendment is further intended to correct an inadvertent omission of the reporting person's purchase of additional shares caused by an oversight.