Sherwood Ned L's Form 4 filing
Barnwell Industries Inc (BRN) · filed Dec 23, 2021
- Accession no.
- 0001104659-21-153223
- Filed
- Dec 23, 2021, 5:20 PM ET
- Trade date
- Dec 22-23, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $602.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sherwood Ned LCIK 0000902749 | 10% Owner |
| MRMP Managers LLCCIK 0001492137 | 10% Owner |
| Ned L. Sherwood Revocable TrustCIK 0001797839 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +207,463 | $2.82F3 | +$585,419.09 | 1,576,944.138 | Indirect | |
| Dec 23, 2021 | Common Stock, par value $0.50 per share | PPurchaseAcquired | +5,622 | $2.98F4 | +$16,751.31 | 1,582,566.138 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.55 and $2.92 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.97 and $2.98 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.