Knowles Timothy Ray's Form 4 filing
KULR Technology Group, Inc. (KULR) · filed Dec 22, 2021
- Accession no.
- 0001104659-21-152800
- Filed
- Dec 22, 2021
- Trade date
- Feb 14, 2019-Dec 21, 2021
- Filing delay
- 1,042 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $371.7K. It was filed 1042 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Knowles Timothy RayCIK 0001709445 | Director, Officer (Chief Technical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2019 | Common Stock | JOtherAcquired | +1,000,000 | $0.00F1 | $0 | 1,000,000 | Indirect | |
| Dec 20, 2021 | Common Stock | SSaleDisposed | −92,266 | $2.85F2 | −$262,958.1 | 907,734 | Indirect | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −37,374 | $2.91F3 | −$108,758.34 | 870,360 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person's acquisition of, and indirect ownership of, the 1,000,000 shares of common stock of KULR Technology Group, Inc. (the "Company") is the result of his marriage to his spouse, Marianne Knight on February 14, 2019. Mr. Knowles does not have direct voting or dispositive control over the shares owned by Ms. Knight. The Amount of securities beneficially owned following the reported transactions do not include Mr. Knowles' direct ownership over 15,600,000 shares, which amount remains unchanged since Mr. Knowles' initial acquisition of the Company's common stock.
Referenced by the price of 1 transaction in Table I.
- F2
On December 20, 2021, Marianne Knight, Mr. Knowles' spouse, sold 92,266 shares of common stock of the Company at a price of $2.849941 per share.
Referenced by the price of 1 transaction in Table I.
- F3
On December 21, 2021, Marianne Knight, Mr. Knowles' spouse, sold 37,734 shares of common stock of the Company at a price of $2.911547 per share.
Referenced by the price of 1 transaction in Table I.