Elliott Bruce H.'s Form 4 filing
Energy Services of America CORP (ESOA) · filed Dec 17, 2021
- Accession no.
- 0001104659-21-150905
- Filed
- Dec 17, 2021
- Trade date
- Dec 13, 2021
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $60.0K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliott Bruce H.CIK 0001617024 | Other: former director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common stock | SSaleDisposed | −29,500 | $2.00 | −$59,000 | 73,792 | Direct | |
| Dec 13, 2021 | Common stock | SSaleDisposed | −500 | $2.01 | −$1,005 | 73,292 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.