Eagle Point Credit Management LLC's Form 4 filing
OFS Credit Company, Inc. (OCCI) · filed Dec 16, 2021
- Accession no.
- 0001104659-21-150565
- Filed
- Dec 16, 2021, 4:56 PM ET
- Trade date
- Dec 14-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $5.84K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eagle Point Credit Management LLCCIK 0001607203 | 10% Owner |
| Eagle Point DIF GP I LLCCIK 0001836609 | 10% Owner |
| Eagle Point CIF GP I LLCCIK 0001883957 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | 6.125% Series C Term Preferred Stock due 2026 | SSaleDisposed | −9 | $25.60 | −$230.4 | 42,935 | Indirect | |
| Dec 15, 2021 | 6.125% Series C Term Preferred Stock due 2026 | SSaleDisposed | −219 | $25.60 | −$5,606.4 | 42,716 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.