Spreng R David's Form 4 filing
Runway Growth Finance Corp. (RWAY) · filed Dec 14, 2021
- Accession no.
- 0001104659-21-149622
- Filed
- Dec 14, 2021
- Trade date
- Dec 10-13, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $315.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spreng R DavidCIK 0001038255 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +11,080 | $13.48F1 | +$149,358.4 | 85,331.92 | Indirect | |
| Dec 10, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +12,266 | $13.52F1 | +$165,836.32 | 74,251.92 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is rounded to the nearest hundredth.
Referenced by the price of 2 transactions in Table I.