Eagle Point Credit Management LLC's Form 4 filing
OFS Credit Company, Inc. (OCCI) · filed Dec 13, 2021
- Accession no.
- 0001104659-21-149271
- Filed
- Dec 13, 2021, 8:37 PM ET
- Trade date
- Dec 9-10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $16.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eagle Point Credit Management LLCCIK 0001607203 | 10% Owner |
| Eagle Point DIF GP I LLCCIK 0001836609 | 10% Owner |
| Eagle Point CIF GP I LLCCIK 0001883957 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | 6.125% Series C Term Preferred Stock due 2026 | SSaleDisposed | −214 | $25.60 | −$5,478.4 | 43,363 | Indirect | |
| Dec 10, 2021 | 6.125% Series C Term Preferred Stock due 2026 | SSaleDisposed | −419 | $25.60 | −$10,726.4 | 42,944 | Indirect | |
| Dec 10, 2021 | 6.875% Series A Term Preferred Stock due 2024 | JOtherDisposed | −1,378 | $25.00 | −$34,450 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.