Ares Management Corp's Form 4 filing
California Resources Corp (CRC) · filed Dec 13, 2021
- Accession no.
- 0001104659-21-149073
- Filed
- Dec 13, 2021, 4:03 PM ET
- Trade date
- Dec 9-10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.70M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ares Management CorpCIK 0001176948 | 10% Owner |
| Ares Management LLCCIK 0001259313 | 10% Owner |
| Ares Management Holdings L.P.CIK 0001536937 | 10% Owner |
| Ares Partners Holdco LLCCIK 0001620263 | 10% Owner |
| Ares Management GP LLCCIK 0001620264 | 10% Owner |
| Ares Holdco LLCCIK 0001669983 | 10% Owner |
| ACOF Investment Management LLCCIK 0001684171 | 10% Owner |
| Ares Voting LLCCIK 0001761656 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock, par value $0.01 | SSaleDisposed | −8,374 | $45.00 | −$376,830 | 11,280,548 | Indirect | Duplicate filing |
| Dec 10, 2021 | Common Stock, par value $0.01 | SSaleDisposed | −29,299 | $45.02 | −$1,319,084.93 | 11,251,249 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.