Koontz Craig C.'s Form 4 filing
HomeTrust Bancshares, Inc. (HTB) · filed Dec 13, 2021
- Accession no.
- 0001104659-21-149030
- Filed
- Dec 13, 2021
- Trade date
- Dec 9-10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $91.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koontz Craig C.CIK 0001550625 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | MOption exerciseAcquired | +307 | $14.37 | +$4,411.59 | 32,653 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −307 | $30.45 | −$9,348.15 | 32,346 | Direct | |
| Dec 10, 2021 | Common Stock | MOption exerciseAcquired | +2,693 | $14.37 | +$38,698.41 | 35,039 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −2,693 | $30.45 | −$82,001.85 | 32,346 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | MOption exerciseDisposed | −307 | $0.00 | $0 | 9,693 | Direct | |
| Dec 10, 2021 | Common Stock | MOption exerciseDisposed | −2,693 | $0.00 | $0 | 7,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.