Apollo Management, L.P.'s Form 4 filing
Talos Energy Inc. (TALO) · filed Dec 10, 2021
- Accession no.
- 0001104659-21-148728
- Filed
- Dec 10, 2021, 6:55 PM ET
- Trade date
- Dec 8-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.72M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Apollo Management, L.P.CIK 0001398053 | 10% Owner |
| Apollo Management GP, LLCCIK 0001413410 | 10% Owner |
| Apollo Management Holdings GP, LLCCIK 0001449433 | 10% Owner |
| Apollo Management Holdings, L.P.CIK 0001449434 | 10% Owner |
| Apollo Management VII, L.P.CIK 0001473647 | 10% Owner |
| AIF VII Management, LLCCIK 0001475358 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock, par value $0.01 | SSaleDisposed | −51,461 | $10.87F3 | −$559,576.62 | 9,842,877 | Indirect | |
| Dec 9, 2021 | Common Stock, par value $0.01 | SSaleDisposed | −107,350 | $10.36F4 | −$1,111,856.16 | 9,735,527 | Indirect | |
| Dec 10, 2021 | Common Stock, par value $0.01 | SSaleDisposed | −4,400 | $10.31F5 | −$45,364 | 9,731,127 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.72 to $11.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.24 to $10.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.