Matthews Gary S's Form 4 filing
Boxed, Inc. (BOXD) · filed Dec 10, 2021
- Accession no.
- 0001104659-21-148599
- Filed
- Dec 10, 2021, 4:28 PM ET
- Trade date
- Dec 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $200.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Matthews Gary SCIK 0001228770 | Officer (Chairman of the Board) |
| Seven Oaks Sponsor LLCCIK 0001836655 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common stock | PPurchaseAcquired | +20,000 | $10.00 | +$200,000 | 20,000 | Direct | Duplicate filing |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −102,075 | –F1 | – | 5,202,300 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Pursuant to the convertible note subscription agreement, dated December 8, 2021, by and between the Issuer and XYQ US, LLC, Seven Oaks Sponsor LLC transferred 102,075 shares of Class B common stock of the Issuer to XYQ US, LLC, which automatically converted into 102,075 shares of common stock of the Issuer.
Referenced by the price of 1 transaction in Table I.
Remarks
See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer.