Booker Harriet's Form 4 filing
Option Care Health, Inc. (OPCH) · filed Dec 8, 2021
- Accession no.
- 0001104659-21-147745
- Filed
- Dec 8, 2021
- Trade date
- Nov 8-Dec 6, 2021
- Filing delay
- 30 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $316.4K. It was filed 30 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Booker HarrietCIK 0001723978 | Officer (CHIEF OPERATING OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +6,000 | –F1 | – | 131,974 | Direct | |
| Nov 8, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −6,000 | $27.93F3 | −$167,580 | 125,974 | Direct | |
| Dec 6, 2021 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +6,000 | –F1 | – | 131,974 | Direct | |
| Dec 6, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −6,000 | $24.81 | −$148,860 | 125,974 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock, par value $0.0001 | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 29,249 | Direct | |
| Dec 6, 2021 | Common Stock, par value $0.0001 | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 23,249 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These stock options were granted on November 28, 2017, and vested and became exercisable in three equal installments commencing on the first anniversary of the grant date.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in Table I, Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.91 to $27.98. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.