Horowitz Joshua's Form 4 filing
FiEE, Inc. (FIEE) · filed Dec 1, 2021
- Accession no.
- 0001104659-21-145546
- Filed
- Dec 1, 2021, 5:21 PM ET
- Trade date
- Nov 29-Dec 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $25.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Horowitz JoshuaCIK 0001612424 | Director |
| Palm Global Small Cap Master Fund LPCIK 0001726444 | Director |
| Palm Management (US) LLCCIK 0001726497 | Director |
| Palmer Bradley CCIK 0001726523 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | PPurchaseAcquired | +500 | $1.38 | +$690 | 1,267,140 | Indirect | |
| Nov 30, 2021 | Common Stock | PPurchaseAcquired | +17,818 | $1.27F4 | +$22,625.3 | 1,284,958 | Indirect | |
| Dec 1, 2021 | Common Stock | PPurchaseAcquired | +1,531 | $1.30F5 | +$1,990.91 | 1,286,489 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.26 to $1.28 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.28 to $1.32 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.