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Lor Inc's Form 4 filing

RPC Inc (RES) · filed Dec 1, 2021

Accession no.
0001104659-21-145501
Filed
Dec 1, 2021
Trade date
Nov 29-30, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.03M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lor IncCIK 000121224310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 29, 2021Common Stock, $.10 Par ValueSSaleDisposed−150,000$4.18F1−$627,0008,665,000Indirect
Nov 30, 2021Common Stock, $.10 Par ValueSSaleDisposed−100,000$4.04F3−$404,0008,565,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $4.105 to $4.23 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $3.97 to $4.14 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)