Sagicor Financial Co Ltd.'s Form 4 filing
Playa Hotels & Resorts N.V. (PLYA) · filed Dec 1, 2021
- Accession no.
- 0001104659-21-145497
- Filed
- Dec 1, 2021, 4:57 PM ET
- Trade date
- Nov 22-30, 2021
- Filing delay
- 9 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $4.00M. It was filed 9 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sagicor Financial Co Ltd.CIK 0001720021 | 10% Owner |
| Sagicor Financial Corp LtdCIK 0001744938 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Ordinary Shares, par value (euro) 0.10 per share | PPurchaseAcquired | +44,251 | $7.56F1 | +$334,537.56 | 10,045,251 | Indirect | |
| Nov 24, 2021 | Ordinary Shares, par value (euro) 0.10 per share | PPurchaseAcquired | +100,000 | $7.74F2 | +$774,000 | 10,145,251 | Indirect | |
| Nov 29, 2021 | Ordinary Shares, par value (euro) 0.10 per share | PPurchaseAcquired | +200,000 | $7.34F3 | +$1,468,000 | 10,345,251 | Indirect | |
| Nov 30, 2021 | Ordinary Shares, par value (euro) 0.10 per share | PPurchaseAcquired | +200,000 | $7.10F4 | +$1,420,000 | 10,545,251 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price reported in Column 4 is a weighted average price of the 44,251 shares purchased on 11/22/2021. These shares were purchased in multiple transactions at prices ranging from $7.51 to $7.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
This price reported in Column 4 is a weighted average price of the 100,000 shares purchased on 11/24/2021. These shares were purchased in multiple transactions at prices ranging from $7.70 to $7.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
This price reported in Column 4 is a weighted average price of the 200,000 shares purchased on 11/29/2021. These shares were purchased in multiple transactions at prices ranging from $7.23 to $7.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
This price reported in Column 4 is a weighted average price of the 200,000 shares purchased on 11/30/2021. These shares were purchased in multiple transactions at prices ranging from $7.03 to $7.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.