RCP Lake Co-Invest, L.P.'s Form 4 filing
Victory Capital Holdings, Inc. (VCTR) · filed Nov 30, 2021
- Accession no.
- 0001104659-21-145082
- Filed
- Nov 30, 2021, 6:46 PM ET
- Trade date
- Nov 29, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $4.41M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| RCP Lake Co-Invest, L.P.CIK 0001606112 | Director, 10% Owner |
| Reverence Capital Partners Opportunities Fund I (AI), L.P.CIK 0001621529 | Director, 10% Owner |
| Reverence Capital Partners Opportunities Fund I, L.P.CIK 0001621530 | Director, 10% Owner |
| Reverence Capital Partners Opportunities Fund I (Cayman), L.P.CIK 0001621531 | Director, 10% Owner |
| Berlinski Milton R.CIK 0001729927 | Director, 10% Owner |
| RCP GenPar HoldCo LLCCIK 0001731503 | Director, 10% Owner |
| RCP GenPar LPCIK 0001731545 | Director, 10% Owner |
| RCP Opp Fund I GP, L.P.CIK 0001731553 | Director, 10% Owner |
| RCP Co-Invest GP LLCCIK 0001731555 | Director, 10% Owner |
| Reverence Capital Partners LLCCIK 0001731602 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Class A Common Stock | SSaleDisposed | −46,108 | $34.00 | −$1,567,672 | 3,102,577 | Indirect | |
| Nov 29, 2021 | Class A Common Stock | SSaleDisposed | −38,335 | $34.00 | −$1,303,390 | 2,579,590 | Indirect | |
| Nov 29, 2021 | Class A Common Stock | SSaleDisposed | −737 | $34.00 | −$25,058 | 49,607 | Indirect | |
| Nov 29, 2021 | Class A Common Stock | SSaleDisposed | −44,385 | $34.00 | −$1,509,090 | 2,986,632 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.