Ross Andrew L.'s Form 4 filing
iSpecimen Inc. (ISPC) · filed Nov 29, 2021
- Accession no.
- 0001104659-21-144593
- Filed
- Nov 29, 2021, 8:01 PM ET
- Trade date
- Jun 17-Nov 16, 2021
- Filing delay
- 165 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market purchases total $22.4K. It was filed 165 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ross Andrew L.CIK 0001857013 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2021 | Common Stock | PPurchaseAcquired | +100 | $6.27 | +$627 | 1,310,624 | Direct | |
| Jun 23, 2021 | Common Stock | PPurchaseAcquired | +400 | $6.52 | +$2,608 | 1,311,024 | Direct | |
| Nov 8, 2021 | Common Stock | PPurchaseAcquired | +1,000 | $5.73 | +$5,730 | 1,312,024 | Indirect | |
| Nov 10, 2021 | Common Stock | PPurchaseAcquired | +500 | $5.85 | +$2,925 | 1,312,524 | Direct | |
| Nov 15, 2021 | Common Stock | PPurchaseAcquired | +500 | $5.29 | +$2,645 | 1,313,024 | Direct | |
| Nov 15, 2021 | Common Stock | PPurchaseAcquired | +500 | $5.30 | +$2,650 | 1,313,524 | Direct | |
| Nov 16, 2021 | Common Stock | PPurchaseAcquired | +1,000 | $5.19 | +$5,190 | 1,314,524 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The derivative securities were awarded as compensation to the Reporting Person for his service as the director of the Company.
Referenced by the price of 2 transactions in Table II.