Lucresca SE's Form 4 filing
Krispy Kreme, Inc. (DNUT) · filed Nov 29, 2021
- Accession no.
- 0001104659-21-144592
- Filed
- Nov 29, 2021, 8:00 PM ET
- Trade date
- Nov 24, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $2.83M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lucresca SECIK 0001394212 | 10% Owner |
| Agnaten SECIK 0001579044 | 10% Owner |
| JAB Holdings B.V.CIK 0001579134 | 10% Owner |
| JAB Holding Co s.a r.l.CIK 0001621428 | 10% Owner |
| Joh. A. Benckiser s.a.r.l.CIK 0001746867 | 10% Owner |
| JAB Investments S.a r.l.CIK 0001747036 | 10% Owner |
| JAB Indulgence B.V.CIK 0001869810 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +122,659 | $14.58F2 | +$1,787,951.18 | 73,754,461 | Direct | |
| Nov 24, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +67,341 | $15.41F4 | +$1,037,684.41 | 73,821,802 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $14.0500 to $15.0200, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $15.0600 to $15.6500, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table I.